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AC

Andrea D. Costa

HORAN WEALTH
CINCINNATI, OH 45236
Some features on this profile are disabled
CRD#: 7413277
AC

Professional summary

Andrea Diane Costa, who also goes by Andrea Costa, Andrea Costa Laden, is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Cincinnati, Ohio.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Andrea has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrea Costa | Andrea Costa Laden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Diane Costa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2026 - Present

HORAN WEALTH, LLC

Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
RIA
CRD#: 333974
CINCINNATI, OH
Current

March 14, 2025 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 8044 Montgomery Road Suite 640, Cincinnati, OH 45236
RIA
BD
CRD#: 43285
Cincinnati, OH
Past

January 1, 2023 - April 29, 2025

HORAN SECURITIES, INC.

BD
CRD#: 40794
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC

CRD#: 333974 / SEC#: 801-132367

RIA
Registered Investment Advisory firm - (4/9/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Kentucky
(4/9/2026)
RR
Ohio
(7/25/2025)
IAR
Ohio
(3/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/23/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/23/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 12/31/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/10/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/17/2023
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC

CRD#: 333974 / SEC#: 801-132367

RIA
Registered Investment Advisory firm - (4/9/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-0707
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HORAN WEALTH, LLC FORM ADV - PART 2A (7/16/2025)

Regulatory assets under management

Total Number of Accounts3,364
AUM (Assets Under Management)$ 1,449,490,536

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORAN WEALTH, LLC

CRD#: 333974Cincinnati, OH 45236

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