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Madeline A. Malynn

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CRD#: 7412753
MM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Madeline A. Malynn, who also goes by Madeline Malynn, was a registered financial professional .

Madeline is a previously registered financial professional and started their career in finance in 2021. Madeline had worked at 1 firm and has passed the Series 63, SIE and Series 6TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Madeline Malynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 6, 2021 - July 25, 2023

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/6/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/26/2021
Investment Company Products/Variable Contracts Representative Examination

Current Firm

JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.

CRD#: 104234 / SEC#: , 8-52700

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER
BARTA, WENDY KAYPRESIDENT AND DIRECTOR2855534
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREADIRECTOR4493750
MACHULSKI, MICHAEL RICHARDPRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

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