Gabriel J. Alvarez
Professional summary
Gabriel Johnatan Alvarez, who also goes by Gabriel Alvarez, is a registered financial advisor currently at ALVAREZ & ASSOCIATES FINANCIAL located in Central Falls, Rhode Island.
Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gabriel has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Johnatan Alvarez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
ALVAREZ & ASSOCIATES FINANCIAL
January 5, 2022 - March 6, 2024
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2026)
Exams
Series 7TO
Date: 1/5/2022
General Securities Representative ExaminationCurrent Firm
ALVAREZ & ASSOCIATES FINANCIAL
CRD#: 340494 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
