Thomas Nolan Terrell Moore Iii
Professional Summary
Thomas Nolan Terrell Moore III, who also goes by Thomas Nolan Terrell Moore, is a registered financial advisor currently at RWM CAPITAL, LLC located in Sugar Land, Texas. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Nolan Terrell Moore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC
Contact Information
Main Address
1600 Highway 6 Suite 340, Sugar Land, TX 77478Mailing Address
2555 Marshall Road Suite C-1, Biloxi, MS 39531Phone Number
(832) 981-7000# of Employees
63SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,731AUM (Assets Under Management)
$222,369,012Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC
State Registrations and Notice Filings
(12/3/2024)
(10/6/2023)
(10/6/2023)
(10/6/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Nolan Terrell Moore III's CRS (Customer Relationship Summary).
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