Ryan Kennedy

KEVIN KENNEDY

San Diego, CA

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CRD#: 7410970

Professional summary

Ryan Kennedy, who also goes by Ryan Alexander Kennedy, is a registered financial advisor currently at KEVIN KENNEDY, LLC located in San Diego, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ryan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Alexander Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2023 - Present

KEVIN KENNEDY, LLC

RIA

CRD#: 133193

San Diego, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2023

Uniform Investment Adviser Law Examination

Current Firm

KEVIN KENNEDY, LLC

KEVIN KENNEDY | KEVIN KENNEDY, LLC

CRD#: 133193 / SEC#:

California

Registered Investment Advisory firm - (9/24/2004 Approved)

Louisiana

Registered Investment Advisory firm - (2/28/2022 Approved)

Texas

Registered Investment Advisory firm - (12/9/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1516 Oak Street Suite 101, Alameda, CA 94501

Mailing Address

Phone number

(510) 748-1898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEVIN KENNEDY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2023

Current Firm

KEVIN KENNEDY, LLC

Contact information

Documents

Red Flags

Company Information

KEVIN KENNEDY, LLC

TRUST BUT VERIFY

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