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AP

Alex M. Perricone

A.M. PERRICONE LLC
SHAMONG, NJ
Some features on this profile are disabled
CRD#: 7410461
AP

Professional summary

Alex Michael Perricone, who also goes by Alex Perricone, is a registered financial advisor currently at A.M. PERRICONE LLC located in Shamong, New Jersey.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alex has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex Perricone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent. Investment Related. 7 Yorktown Dr. Shamong, NJ 08088. 07/2020. Selling life/health/accident/etc. products and services. 25 hours/month. 25 hours/month during trading hours. This practice represents a conflict of interest because they give Alex Perricone an incentive to recommend insurance products and/or services based on the commission or fee amount received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Perricone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2025 - Present

A.M. PERRICONE LLC

RIA
CRD#: 336599
SHAMONG, NJ
Past

May 27, 2022 - August 15, 2025

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WOODCLIFF LAKE, NJ
Past

March 22, 2022 - August 15, 2025

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WOODCLIFF LAKE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(8/13/2025)
IAR
Pennsylvania
(8/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/22/2021
Securities Industry Essentials Examination

Current Firm

AP
A.M. PERRICONE LLC
A.M. PERRICONE LLC | PERRICONE, A.M.

CRD#: 336599 / SEC#:

New Jersey
Registered Investment Advisory firm - (8/13/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/18/2025 Approved)
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Contact information

Main Address
Shamong, NJ
Mailing Address
Phone number
(609) 949-4672
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A.M. PERRICONE LLC

CRD#: 336599Shamong, NJ

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