Clark M. Purdy

MCBEATH FINANCIAL GROUP

Normal, IL 61761

Some features on this profile are disabled

CRD#: 7409853

Professional summary

Clark M Purdy, who also goes by Clark M Purdy, is a registered financial advisor currently at MCBEATH FINANCIAL GROUP located in Normal, Illinois.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Clark has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clark M Purdy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark M Purdy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

MCBEATH FINANCIAL GROUP

Office #1: 203 Landmark Drive Suite A, Normal, IL 61761

RIA

CRD#: 167188

Normal, IL

Past

August 1, 2023 - November 7, 2024

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

BLOOMINGTON, IL

Past

December 6, 2022 - June 29, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BLOOMINGTON, IL

Past

July 13, 2022 - June 29, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCBEATH FINANCIAL GROUP

LANDMARK WEALTH MANAGEMENT, INC. | MCBEATH FINANCIAL GROUP

CRD#: 167188 / SEC#: 801-130333

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/13/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/24/2022

Securities Industry Essentials Examination

Current Firm

MCBEATH FINANCIAL GROUP

LANDMARK WEALTH MANAGEMENT, INC. | MCBEATH FINANCIAL GROUP

CRD#: 167188 / SEC#: 801-130333

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/7/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

203 Landmark Drive Suite A, Normal, IL 61761

Mailing Address

Phone number

(309) 808-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (3/26/2025)

Regulatory assets under management

Total Number of Accounts	619
AUM (Assets Under Management)	$ 223,219,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kendell Frye

CLEAR CREEK FINANCIAL MANAGEMENT, LLC

IAR

Meridian, ID

Trishul Patel

INVESTING FOREVER ADVISORY

IAR

West Palm Beach, FL

Melissa Grass

FREEDOM FINANCIAL ADVISORS, LLC

IAR

South Charleston, WV

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Clark M. Purdy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark M Purdy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCBEATH FINANCIAL GROUP

COUNTRY CAPITAL MANAGEMENT COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

MCBEATH FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2022

Series 7TO

Date: 7/13/2022

SIE

Date: 3/24/2022

Current Firm

MCBEATH FINANCIAL GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCBEATH FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors