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Steven C. Schultheis
WATERLOO CAPITAL
ROGERS, AR 72758
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CRD#: 7409366
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Professional summary
Steven Christian Schultheis, who also goes by Steve Schultheis, is a registered financial advisor currently at WATERLOO CAPITAL located in Rogers, Arkansas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Steven has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Schultheis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SCHULTHEIS CONSULTING LLC; RENTAL FOOD TRAILER CONSULTING FOR SMALL BUSUINESS AND RETAIL SUPPLIERS; LESS THAN ONE HOUR PER MONTH; FLAT FEE. 2. LIGHTHOUSE FINANCIAL; 3614 W. SOUTHERN HILLS BLVD, STE. 102, ROGERS, AR 72758; OFFICE MANAGER; START DATE 9/27/2021; APPROXIMATELY 20 HOURS PER MONTH. 3 INSURANCE LICENSED - LIFE AND HEALTH
CRS (Client Relationship Summary) - RIA
Click below to view Steven Christian Schultheis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2023 - Present
WATERLOO CAPITAL
Office #1: 3614 W. Southern Hills Blvd Suite 102, Rogers, AR 72758RIA
CRD#: 133705
ROGERS, AR
Past
June 29, 2022 - November 20, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROGERS, AR
Past
April 13, 2022 - November 20, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ROGERS, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(11/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WATERLOO CAPITAL
CRD#: 133705Rogers, AR 72758TRUST BUT VERIFY
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