Kelly A. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Anne Stewart, who also goes by Kelly Anne Stewart, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2021. Kelly had worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2024 - June 13, 2025
WHITAKER-MYERS WEALTH MANAGERS, LTD.
September 30, 2021 - March 14, 2023
N.I.S. FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
WHITAKER-MYERS WEALTH MANAGERS, LTD.
CRD#: 286093 / SEC#: 801-118404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 9/30/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WHITAKER-MYERS WEALTH MANAGERS, LTD.
CRD#: 286093 / SEC#: 801-118404
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,041 |
| AUM (Assets Under Management) | $ 713,124,591 |
Red Flags
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