BV
Benjamin J. Vergara Larrain
LARRAINVIAL SECURITIES US LLC
Las Condes, Santiago, 7550177
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CRD#: 7408967
BV
Professional summary
Benjamin Jose Vergara Larrain is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC .
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Jose Vergara Larrain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2022 - Present
LARRAINVIAL SECURITIES US LLC
Office #1: El Bosque Norte 0177, Las Condes, Santiago 7550177BD
CRD#: 152424
Las Condes, Santiago,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LARRAINVIAL SECURITIES US LLC
LARRAINVIAL SECURITIES US LLC
CRD#: 152424 / SEC#: , 8-68452
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100
Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017
Phone number
562 2339-8562
Established
Delaware since 11/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
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