Eric M. Frazier

SPINNAKER INVESTMENT GROUP

Newport Beach, CA 92660

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CRD#: 7408835

Professional summary

Eric Michael Frazier is a registered financial advisor currently at SPINNAKER INVESTMENT GROUP, LLC located in Newport Beach, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Eric has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Spinn Insurance, No, 4100 Macarthur Boulevard Suite 120, Newport Beach, California 92660, Insurance sales, Agent, March 1, 2022, 10 hours, 1 hour, During the planning process, insurance needs may be uncovered. We will suggest a options to take care of that need.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2021 - Present

SPINNAKER INVESTMENT GROUP, LLC

Office #1: 4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660

RIA

CRD#: 283414

Newport Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPINNAKER INVESTMENT GROUP, LLC

MANDALYN ADVISORS, LLC | SPINNLAW | SPINNAKER INVESTMENT GROUP, LLC

CRD#: 283414 / SEC#: 801-107671

RIA

Registered Investment Advisory firm - (4/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2021

Uniform Investment Adviser Law Examination

Current Firm

SPINNAKER INVESTMENT GROUP, LLC

MANDALYN ADVISORS, LLC | SPINNLAW | SPINNAKER INVESTMENT GROUP, LLC

CRD#: 283414 / SEC#: 801-107671

RIA

Registered Investment Advisory firm - (4/15/2016 Approved)

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Contact information

Main Address

4100 Macarthur Blvd. Suite 120, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 396-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	2,437
AUM (Assets Under Management)	$ 881,975,397

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric M. Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPINNAKER INVESTMENT GROUP, LLC

Primary Firm SEC Registration

SPINNAKER INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2021

Current Firm

SPINNAKER INVESTMENT GROUP, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SPINNAKER INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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