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RG

Ryan P. Gravunder

CARL M. HENNIG
BERLIN, WI 54923
Some features on this profile are disabled
CRD#: 7408566
RG

Professional summary


Ryan P Gravunder is a registered financial professional currently at CARL M. HENNIG, INC. located in Berlin, Wisconsin.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 6TO exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan P Gravunder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 29, 2022 - Present

CARL M. HENNIG, INC.

Office #1: 189 Broadway St Suite A, Berlin, WI 54923
RIA
BD
CRD#: 140
BERLIN, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(4/29/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/27/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/19/2021
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm


CARL M. HENNIG, INC.
CARL M. HENNIG, INC.
CARL M. HENNIG, INC.

CRD#: 140 / SEC#: , 8-14509

Illinois
Registered Investment Advisory firm - SEC (10/7/2013 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (4/4/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
206 North Main Street, Oshkosh, WI 54901-4815
Mailing Address
206 North Main Street, Oshkosh, WI 54901
Phone number
+1 (920) 231-6630
Established
Wisconsin since 01/02/1969
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
1

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
HARENBURG, THOMAS ALANDIRECTOR237016
HARENBURG, SCOT ALANPRESIDENT/CHIEF COMPLIANCE OFFICER2330907
CARAMANIDIS, KURT JAMESVICE PRESIDENT4318374

Regulatory assets under management


Total Number of Accounts24
AUM (Assets Under Management)$ 24,700,000

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CARL M. HENNIG, INC.

CARL M. HENNIG, INC.

CRD#: 140Berlin, WI 54923

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