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Shae R. Saxton
LAKERIDGE WEALTH MANAGEMENT LLC
Albuquerque, NM 87111
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CRD#: 7408424
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Professional summary
Shae Robert Saxton, who also goes by Shae Saxton, Shae Robert Saxton, is a registered financial advisor currently at LAKERIDGE WEALTH MANAGEMENT LLC located in Albuquerque, New Mexico and PRIVATE CLIENT SERVICES, LLC located in Albuquerque, New Mexico.
Shae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Shae has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shae Saxton | Shae Robert Saxton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Shae Saxton is dually-registered as an investment advisor representative with Lakeridge Wealth Management LLC since 05/2023 and as a Registered Representative with Private Client Services ("PCS") since 05/2023. Business is conducted from 5203 Juan Tabo Boulevard, Suite 2C, Albuquerque, NM, 87111. Approximately 90% of Mr. Saxton's time is for services as an investment advisor representative and the balance as a registered representative. Lakeridge Wealth and are not affiliated. Life and Disability and Long-Term Care Insurance. 5203 Juan Tabo Blvd NE, Suite 2C, Albuquerque, NM 87111. Various insurance companies to be used for insurance as needed for clients. Insurance Sales. 4 hrs/mo; 4 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Shae Robert Saxton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2024 - Present
LAKERIDGE WEALTH MANAGEMENT LLC
Office #1: 5203 Juan Tabo Boulevard, Albuquerque, NM 87111RIA
CRD#: 314071
Albuquerque, NM
Current
May 1, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 5203 Juan Tabo Blvd Ne, Ste 2c, Albuquerque, NM 87111RIA
BD
CRD#: 120222
Albuquerque, NM
Past
January 27, 2023 - April 13, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS
CRD#: 314071 / SEC#: 801-121373
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(5/1/2023)
IAR
New Mexico(1/31/2024)
IAR
Texas(1/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS
CRD#: 314071 / SEC#: 801-121373
RIA
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Contact information
Main Address
7470 Center St, Mentor, OH 44060
Mailing Address
Phone number
(440) 510-1901
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,542 |
| AUM (Assets Under Management) | $ 700,523,160 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LAKERIDGE WEALTH MANAGEMENT LLC
CRD#: 314071Albuquerque, NM 87111TRUST BUT VERIFY
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