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Shae R. Saxton

LAKERIDGE WEALTH MANAGEMENT LLC
Albuquerque, NM 87111
Some features on this profile are disabled
CRD#: 7408424
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Professional summary


Shae Robert Saxton, who also goes by Shae Saxton, Shae Robert Saxton, is a registered financial advisor currently at LAKERIDGE WEALTH MANAGEMENT LLC located in Albuquerque, New Mexico and PRIVATE CLIENT SERVICES, LLC located in Albuquerque, New Mexico.

Shae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Shae has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Shae Saxton | Shae Robert Saxton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Shae Saxton is dually-registered as an investment advisor representative with Lakeridge Wealth Management LLC since 05/2023 and as a Registered Representative with Private Client Services ("PCS") since 05/2023. Business is conducted from 5203 Juan Tabo Boulevard, Suite 2C, Albuquerque, NM, 87111. Approximately 90% of Mr. Saxton's time is for services as an investment advisor representative and the balance as a registered representative. Lakeridge Wealth and are not affiliated. Life and Disability and Long-Term Care Insurance. 5203 Juan Tabo Blvd NE, Suite 2C, Albuquerque, NM 87111. Various insurance companies to be used for insurance as needed for clients. Insurance Sales. 4 hrs/mo; 4 during trading hrs.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Shae Robert Saxton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2024 - Present

LAKERIDGE WEALTH MANAGEMENT LLC

Office #1: 5203 Juan Tabo Boulevard, Albuquerque, NM 87111
RIA
CRD#: 314071
Albuquerque, NM
Current

May 1, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 5203 Juan Tabo Blvd Ne, Ste 2c, Albuquerque, NM 87111
RIA
BD
CRD#: 120222
Albuquerque, NM
Past

January 27, 2023 - April 13, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS

CRD#: 314071 / SEC#: 801-121373

RIA
Registered Investment Advisory firm - (6/2/2021 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Mexico
(5/1/2023)
IAR
New Mexico
(1/31/2024)
IAR
Texas
(1/31/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS

CRD#: 314071 / SEC#: 801-121373

RIA
Registered Investment Advisory firm - (6/2/2021 Approved)
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Contact information


Main Address
7470 Center St, Mentor, OH 44060
Mailing Address
Phone number
(440) 510-1901
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (25 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LAKERIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (10/14/2025)

Regulatory assets under management


Total Number of Accounts2,542
AUM (Assets Under Management)$ 700,523,160

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAKERIDGE WEALTH MANAGEMENT LLC

CRD#: 314071Albuquerque, NM 87111

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