Christopher M. Grant
Professional summary
Christopher Maxwell Grant, who also goes by Max Grant, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Maxwell Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2022 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660June 29, 2022 - October 13, 2022
GRIFFIN CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
(10/14/2022)
(2/6/2024)
(2/6/2024)
(2/6/2024)
(2/6/2024)
Exams
Series 7TO
Date: 6/29/2022
General Securities Representative ExaminationFINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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