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Carson Scott Cheek

CRD# 7408082·Registered 2021 - 2024
Previously Registered: Being a previously registered professional could mean that Carson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Carson Scott Cheek was a registered financial advisor. Carson was a previously registered financial professional and started their career in finance 2021 - 2024. Carson had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

49 FINANCIAL·CRD# 319484
RIA
Austin, TX
February 3, 2023 - May 8, 2024
THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
Austin, TX
September 23, 2022 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Austin, TX
July 16, 2021 - January 12, 2024

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Current Firm

49 FINANCIAL
49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - SEC (9/8/2022 Approved)

Contact Information

Main Address

3711 S Mopac Expy Suite 150, Austin, TX 78746

Phone Number

(214) 563-1190

# of Employees

167

SEC notice filing (38 States and Territories)

Registered to provide investment advisory services in 38 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,257

AUM (Assets Under Management)

$1,402,973,572

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/28/2026Cover PageReport
11/26/2025Cover PageReport
02/25/2025Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; 916 S Capital of Texas Highway, Suite 2.100, Austin, TX, 78746; Non-investment related; Approximately 10% of time during the month 2. Carson is dually-registered with 49 Wealth Management, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Carson has served as an investment advisor representative for 49 Wealth Management, LLC and an registered representative with PKS since 07/2021. Business is conducted from 916 S Capital of Texas Highway, Suite 2.100, Austin, TX, 78746. Approximately 90% of Carson's time is for services as an investment advisor representative and the balance as a registered representative.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - SEC (9/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2021About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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