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AA

Andrea L. Austin

Some features on this profile are disabled
CRD#: 7407523
AA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Leigh Austin was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 2021. Andrea had worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 8, 2021 - September 4, 2025

WWM FINANCIAL

RIA
CRD#: 157620
Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WWM FINANCIAL
SAVVY DOC FINANCIAL PLANNERS | WWM FINANCIAL INSURANCE SOLUTIONS LLC | WWM FINANCIAL | WOLFF WIESE MAGANA LLC | WOLFF WIESE MAGANA | SWWM | SCCWWM, LLC | SAVVY WOMEN WEALTH MANAGEMENT

CRD#: 157620 / SEC#: 801-72588

RIA
Registered Investment Advisory firm - (7/29/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

WF
WWM FINANCIAL
SAVVY DOC FINANCIAL PLANNERS | WWM FINANCIAL INSURANCE SOLUTIONS LLC | WWM FINANCIAL | WOLFF WIESE MAGANA LLC | WOLFF WIESE MAGANA | SWWM | SCCWWM, LLC | SAVVY WOMEN WEALTH MANAGEMENT

CRD#: 157620 / SEC#: 801-72588

RIA
Registered Investment Advisory firm - (7/29/2011 Approved)
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Contact information

Main Address
2131 Palomar Airport Rd. Suite 330, Carslbad, CA 92011
Mailing Address
Phone number
(760) 692-5190
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WWM - ADV PART 2A: FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,548
AUM (Assets Under Management)$ 342,090,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WWM FINANCIAL

CRD#: 157620

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