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Sanjana Boyapalli

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CRD#: 7406981
SB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sanjana Boyapalli, who also goes by Sanju Boyapalli, was a registered financial professional .

Sanjana is a previously registered financial professional and started their career in finance in 2021. Sanjana had worked at 1 firm and has passed the Series 6TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sanju Boyapalli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 8, 2021 - December 6, 2021

PFM FUND DISTRIBUTORS, INC.

BD
CRD#: 114474
HARRISBURG, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 6TO
Date: 10/8/2021
Investment Company Products/Variable Contracts Representative Examination

Current Firm


PF
PFM FUND DISTRIBUTORS, INC.
PFM FUND DISTRIBUTORS, INC. | PFMAM, INC.

CRD#: 114474 / SEC#: , 8-53496

BD
Terminated by SEC on 12/06/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 07/16/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CLARK, SHANNON KEITHFINANCIAL & OPERATIONS PRINCIPAL5829700
WALTER, JEFFREY ADAMCHIEF COMPLIANCE OFFICER2143608

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

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