Cary J. Rothman
RANGE ADVISORY | Senior Wealth Advisor
New York, NY 10017
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CRD#: 7406770
Professional summary
Cary James Rothman is a registered financial advisor currently at RANGE ADVISORY, LLC located in New York, New York.
Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cary has worked at 2 firms and has passed the Series 65 exam.
Biography
Cary develops customized investment, retirement, insurance and wealth preservation strategies to help meet clients’ needs and goals. He has experience providing personal financial planning services to high-net-worth individuals and helps clients analyze their investment portfolios and options to assist in making fiduciary investment decisions. Cary works with clients to analyze their tax situations and offer tax strategies. In addition to this, he reviews and signs complex tax returns.
Prior to joining the firm, Cary was a senior associate at Andersen, where he prepared and reviewed federal and state tax returns for partnerships, trusts, private foundations, gifts and individuals.
Cary has a bachelor’s degree in economics and business from the University of Rochester and a master’s degree in accounting from the Zicklin School of Business at Baruch College. He is a member of the New York State Society of CPAs.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cary James Rothman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2025 - Present
RANGE ADVISORY, LLC
Office #1: 369 Lexington Ave 9th Floor, New York, NY 10017RIA
CRD#: 321969
New York, NY
Past
August 26, 2021 - July 8, 2025
MARINER WEALTH
RIA
CRD#: 140195
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
RIA
Registered Investment Advisory firm - (6/23/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/16/2025)
IAR
Pennsylvania(7/18/2025)
IAR
Texas(7/16/2025)
IAR
Virginia(7/17/2025)
Current Firm
RA
RANGE ADVISORY, LLC
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
RIA
Registered Investment Advisory firm - (6/23/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8270 Greensboro Drive Suite 910, Mclean, VA 22102
Mailing Address
440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670
Phone number
(703) 261-4126
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 268,976,800 |
Red Flags
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Company Information
RANGE ADVISORY, LLC
Senior Wealth AdvisorCRD#: 321969New York, NY 10017TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
