Cary J. Rothman

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CRD#: 7406770

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cary James Rothman was a registered financial professional .

Cary is a previously registered financial professional and started their career in finance in 2021. Cary had worked at 2 firms and has passed the Series 65 exam.

Biography

Cary develops customized investment, retirement, insurance and wealth preservation strategies to help meet clients’ needs and goals. He has experience providing personal financial planning services to high-net-worth individuals and helps clients analyze their investment portfolios and options to assist in making fiduciary investment decisions. Cary works with clients to analyze their tax situations and offer tax strategies. In addition to this, he reviews and signs complex tax returns.

Prior to joining the firm, Cary was a senior associate at Andersen, where he prepared and reviewed federal and state tax returns for partnerships, trusts, private foundations, gifts and individuals.

Cary has a bachelor’s degree in economics and business from the University of Rochester and a master’s degree in accounting from the Zicklin School of Business at Baruch College. He is a member of the New York State Society of CPAs.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 16, 2025 - August 19, 2026

RANGE ADVISORY, LLC

RIA

CRD#: 321969

New York, NY

Past

August 26, 2021 - July 8, 2025

MARINER WEALTH

RIA

CRD#: 140195

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RANGE ADVISORY, LLC

PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC

CRD#: 321969 / SEC#: 801-125927

RIA

Registered Investment Advisory firm - (6/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2021

Uniform Investment Adviser Law Examination

Current Firm

RANGE ADVISORY, LLC

PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC

CRD#: 321969 / SEC#: 801-125927

RIA

Registered Investment Advisory firm - (6/23/2022 Approved)

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Contact information

Main Address

8270 Greensboro Drive Suite 910, Mclean, VA 22102

Mailing Address

440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670

Phone number

(703) 261-4126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RANGE ADVISORY ADV BROCHURE MARCH 2026 (3/20/2026)

Regulatory assets under management

Total Number of Accounts	3,788
AUM (Assets Under Management)	$ 653,945,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Cary J. Rothman

Professional summary

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RANGE ADVISORY, LLC

MARINER WEALTH

Primary Firm SEC Registration

RANGE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2021

Current Firm

RANGE ADVISORY, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RANGE ADVISORY, LLC

TRUST BUT VERIFY

Contact information

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