Cary James Rothman
Professional Summary
Cary James Rothman was a registered financial advisor. Cary was a previously registered financial professional and started their career in finance 2021 - 2026. Cary had worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Cary develops customized investment, retirement, insurance and wealth preservation strategies to help meet clients’ needs and goals. He has experience providing personal financial planning services to high-net-worth individuals and helps clients analyze their investment portfolios and options to assist in making fiduciary investment decisions. Cary works with clients to analyze their tax situations and offer tax strategies. In addition to this, he reviews and signs complex tax returns. Prior to joining the firm, Cary was...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
Contact Information
Main Address
8270 Greensboro Drive Suite 910, Mclean, VA 22102Mailing Address
440 Monticello Ave Ste 1802 Pmb 32321, Norfolk, VA 23510-2670Phone Number
(703) 261-4126# of Employees
38SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,205AUM (Assets Under Management)
$1,388,737,633Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PYLON INC | RANGE FINANCE, INC. | RANGE ADVISORY, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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