JS
Jason D. Siegeltuch Guerra
AMERANT INVESTMENTS
CORAL GABLES, FL 33134
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CRD#: 7406671
JS
Professional summary
Jason David Siegeltuch Guerra, who also goes by Jason Siegeltuch, is a registered financial professional currently at AMERANT INVESTMENTS, INC. located in Coral Gables, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2021. Jason has worked at 1 firm and has passed the Series 7TO, Series 99TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jason Siegeltuch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason David Siegeltuch Guerra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2021 - Present
AMERANT INVESTMENTS, INC.
Office #1: 220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134RIA
BD
CRD#: 117284
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERANT INVESTMENTS, INC.
AMERANT INVESTMENTS, INC. | MERCANTIL INVESTMENT SERVICES, INC. | MERCANTIL INVESTMENT SERVICES | MERCANTIL COMMERCEBANK INVESTMENT SERVICES | MERCANTIL COMMERCEBANK INVESTEMENT SERVICES, INC. | COMMERCEBANK INVESTMENTS SERVICES, INC. | COMMERCEBANK INVESTMENT SERVICES, INC. | COMMERCEBANK INVESTMENT SERVICES, INC
CRD#: 117284 / SEC#: 801-61889, 8-53612
RIA
Registered Investment Advisory firm - SEC (8/9/2002 Approved)Florida
Registered Investment Advisory firm - SEC (8/19/2002 Terminated)New York
Registered Investment Advisory firm - SEC (8/9/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/15/2021)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 7/15/2021
Operations Professional ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERANT INVESTMENTS, INC.
AMERANT INVESTMENTS, INC. | MERCANTIL INVESTMENT SERVICES, INC. | MERCANTIL INVESTMENT SERVICES | MERCANTIL COMMERCEBANK INVESTMENT SERVICES | MERCANTIL COMMERCEBANK INVESTEMENT SERVICES, INC. | COMMERCEBANK INVESTMENTS SERVICES, INC. | COMMERCEBANK INVESTMENT SERVICES, INC. | COMMERCEBANK INVESTMENT SERVICES, INC
CRD#: 117284 / SEC#: 801-61889, 8-53612
RIA
Registered Investment Advisory firm - SEC (8/9/2002 Approved)Florida
Registered Investment Advisory firm - SEC (8/19/2002 Terminated)New York
Registered Investment Advisory firm - SEC (8/9/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134
Mailing Address
220 Alhambra Circle 2nd Floor, Coral Gables, FL 33134
Phone number
(305) 460-8599
Established
Delaware since 07/24/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
41
SEC notice filing (8 States and Territories)
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERANT BANK, N.A. | SHAREHOLDER | |
| CALDERON YEPEZ, SHARYMAR EGLLEE | DIRECTOR | 7809045 |
| CAPRILES, ALBERTO MANUEL | DIRECTOR | 6998024 |
| GARGANTA, ANDRES JOSE | DIRECTOR | 5483075 |
| GUERRERO, SERGIO EMILIANO MR. | COO & FINOP | 5718350 |
| IAFIGLIOLA, CARLOS | DIRECTOR | 7285620 |
| LUCAS, EMERIS DEL VALLE | BRANCH MANAGER | 5193416 |
| RESTREPO, JOSE VICENTE | CCO | 6148942 |
Regulatory assets under management
| Total Number of Accounts | 1,194 |
| AUM (Assets Under Management) | $ 688,203,169 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERANT INVESTMENTS, INC.
CRD#: 117284Coral Gables, FL 33134TRUST BUT VERIFY
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