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EK

Emily Koch

Rapid City, SD 57701
Some features on this profile are disabled
CRD#: 7406355
EK

Professional summary

Emily Koch, who also goes by Emily Stockwell, was a registered financial advisor .

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Emily had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Emily Stockwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2025 - Present

Office #1: 1010 Ninth Street #1, Rapid City, SD 57701
Rapid City, SD
Past

February 13, 2024 - April 28, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
RAPID CITY, SD
Past

November 14, 2023 - April 28, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
RAPID CITY, SD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Dakota
(9/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2023
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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