KG
Kristen N. Garcia
FIRST COMMAND ADVISORY SERVICES
Sarasota, FL 34240
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CRD#: 7406266
KG
Professional summary
Kristen Nicole Garcia, who also goes by Kristen N Garcia, Kristen Nicole Oeler, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Sarasota, Florida and FIRST COMMAND BROKERAGE SERVICES, INC. located in Sarasota, Florida.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kristen has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristen N Garcia | Kristen Nicole Oeler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: AdvoCare ; Whether the business is investment-related: No ; Address of the other business: Home-based Business 3007 King Fern Drive Wimauma, FL 33598 ; Nature of the other business: Multi-Level Marketing ; Your position, title, or relationship with the other business: Independent Distributor ; The start date of your relationship: 10/1/2011 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: AdvoCare is a network marketing company in the health and wellness industry. I am considered an Independent Distributor. I occasionally assist customers with choosing health and wellness products that will benefit them and help them reach their goals. Customers purchase directly through the website and the company sends them their products directly. I make commission off of the customers' purchases.
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Nicole Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2021 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 6151 Lake Osprey Drive 3rd Floor, Sarasota, FL, 34240RIA
CRD#: 281958
Sarasota, FL
Current
September 1, 2021 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 6151 Lake Osprey Drive 3rd Floor, Sarasota, FL 34240BD
CRD#: 3641
Sarasota, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/22/2021)
IAR
Florida(9/24/2021)
RR
Georgia(11/21/2023)
RR
North Carolina(3/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
