LM
Luke Malter
AE WEALTH MANAGEMENT
Metairie, LA 70002
Some features on this profile are disabled
CRD#: 7404918
LM
Professional summary
Luke Malter, who also goes by Lucas Malter, Luke Michael Malter, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Metairie, Louisiana.
Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Luke has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucas Malter | Luke Michael Malter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2 PLY ON THE FLY POSITION: CEO & Founder NATURE: Toilet paper brand, which will be a consumer goods company specializing in the production and distribution of portable, high-quality two-ply toilet paper designed for use on the go. The company will provide convenient, travel-sized toilet paper products for individuals who frequently use public restrooms, as well as specialty lines for road trippers, hikers/campers seeking biodegradable options, and parents needing gentle solutions for babies. The business will be engaged in the manufacturing, packaging, marketing, and direct-to-consumer sale of these products both online and through retail partnerships. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 1212 Magnolia Aly, Mandeville LA 70471, United States DESCRIPTION: As Founder and CEO of Two Ply on the Fly, I will oversee the vision, and strategy. My responsibilities will include product development, vendor sourcing, marketing direction, and building sales channels for our portable two-ply toilet paper products.
CRS (Client Relationship Summary) - RIA
Click below to view Luke Malter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2024 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 2800 Veterans Memorial Blvd., Metairie, LA 70002RIA
CRD#: 282580
Metairie, LA
Past
November 1, 2021 - March 30, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
New Orleans, LA
Past
August 16, 2021 - March 30, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
New Orleans, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(4/26/2024)
IAR
Mississippi(4/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Metairie, LA 70002TRUST BUT VERIFY
Monitor Luke Malter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
