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Harmony Dionne Wagner

Harmony D. Wagner

BOUCHEY FINANCIAL GROUP LTD
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 7404910
Harmony Dionne Wagner

Professional summary

Harmony Dionne Wagner, who also goes by Harmony Wagner, is a registered financial advisor currently at BOUCHEY FINANCIAL GROUP LTD located in Saratoga Springs, New York.

Harmony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Harmony has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Harmony Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harmony Dionne Wagner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2021 - Present

BOUCHEY FINANCIAL GROUP LTD

Office #1: 340 Broadway 3rd Floor, Saratoga Springs, NY, 12866
RIA
CRD#: 111824
Saratoga Springs, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BOUCHEY FINANCIAL GROUP LTD
BOUCHEY FINANCIAL GROUP LTD
BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA
Registered Investment Advisory firm - (5/24/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/27/2021)

Exams

Current Firm

BOUCHEY FINANCIAL GROUP LTD
BOUCHEY FINANCIAL GROUP LTD
BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA
Registered Investment Advisory firm - (5/24/1996 Approved)
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Contact information

Main Address
1819 Fifth Avenue, Troy, NY 12180-3302
Mailing Address
Phone number
(518) 720-3333
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts3,157
AUM (Assets Under Management)$ 1,403,262,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOUCHEY FINANCIAL GROUP LTD

BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824Saratoga Springs, NY 12866

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