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Gavin Quade Beauregard

Gavin Q. Beauregard

AI FUNDS | ASSOCIATE
Goshen, KY
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CRD#: 7404568
Gavin Quade Beauregard

Professional summary

Gavin Quade Beauregard is a registered financial advisor currently at AI FUNDS located in Goshen, Kentucky.

Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Gavin has worked at 3 firms and has passed the Series 65 exam.

Biography

Gavin is an Associate in the Louisville office. His day-to-day responsibilities include researching and maintaining quantitative strategies and systems and implementing clients’ portfolio allocations. Prior to joining Cerity Partners, Gavin served as an Investment Intern at ARGI Financial Group, where he also spent time as an intern while studying at Indiana University. While in college, he also had an internship with Fidelity Investments.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Quade Beauregard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

the Kelley School of Business at Indiana University

B.S. - Finance

the Kelley School of Business at Indiana University

B.S. - Business Analytics

Experience

Current

February 15, 2024 - Present

AI FUNDS

RIA
CRD#: 328886
Goshen, KY
Past

May 10, 2023 - November 16, 2023

CERITY PARTNERS LLC

RIA
CRD#: 151559
Louisville, KY
Past

January 6, 2022 - April 24, 2023

CERITY PARTNERS OCIO LLC

RIA
CRD#: 151916
LOUISVILLE, KY
Past

June 29, 2021 - August 2, 2021

CERITY PARTNERS OCIO LLC

RIA
CRD#: 151916
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/15/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2021
Uniform Investment Adviser Law Examination

Current Firm

AF
AI FUNDS
AI FUNDS | AI FUNDS, INC.

CRD#: 328886 / SEC#:

California
Registered Investment Advisory firm - (2/15/2024 Approved)
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Contact information

Main Address
75 Gate 5 Rd, Sausalito, CA 94965
Mailing Address
Phone number
+1 (510) 400-4495
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 1,441,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AI FUNDS

ASSOCIATECRD#: 328886Goshen, KY

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