William N. Durkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Noon Durkin was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 14 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2001 - October 1, 2002
FIRST DUNBAR SECURITIES CORPORATION
February 21, 1995 - November 16, 1998
MERIT CAPITAL ASSOCIATES, INC.
March 7, 1994 - December 19, 1994
MERIT CAPITAL ASSOCIATES, INC.
March 16, 1993 - February 23, 1994
G.R. STUART & COMPANY, INC.
July 14, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
June 6, 1992 - June 25, 1992
BROOKSTREET SECURITIES CORPORATION
January 22, 1990 - February 28, 1992
CENPAC SECURITIES CORP.
January 12, 1990 - January 18, 1990
JONATHAN ALAN & CO., INC.
August 1, 1988 - December 21, 1989
J. T. MORAN & CO., INC.
January 4, 1988 - June 18, 1988
NORTH AMERICAN INVESTMENT CORP.
February 19, 1987 - October 29, 1987
EQUITIES INTERNATIONAL SECURITIES, INC.
June 6, 1984 - May 16, 1986
EASTERN CAPITAL SECURITIES, INC.
April 8, 1976 - May 29, 1977
CAPITAL SHARES INC.
January 19, 1976 - November 25, 1983
LINSCO FINANCIAL GROUP, INC.
March 27, 1973 - June 24, 1973
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/20/1965
Registered Representative ExaminationCurrent Firm
FIRST DUNBAR SECURITIES CORPORATION
CRD#: 17901 / SEC#: , 8-35940
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VPC HOLDINGS, LLC | INVESTOR | |
| BOWERS, RICHARD MICHAEL | PRESIDENT | 1263206 |
| OCCHIPINTI, SAMUEL FRANK | FINOP | |
| SPELLMAN, FRANCIS ROBERT | DIRECTOR |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
