Carlo N. Crescenzo
Professional summary
Carlo Nicholas Crescenzo, who also goes by Carlo Crescenzo, is a registered financial advisor currently at UNITED ASSET STRATEGIES INC. located in Garden City, New York.
Carlo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Carlo has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlo Nicholas Crescenzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2021 - Present
UNITED ASSET STRATEGIES INC.
Office #1: 377 Oak Street Suite 403, Garden City, NY 11530Primary Firm SEC Registration
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/6/2021)
Current Firm
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,029 |
| AUM (Assets Under Management) | $ 1,844,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/13/2025 | ||
| 01/27/2025 | ||
| 09/04/2024 | ||
| 12/20/2023 | ||
| 01/23/2023 | ||
| 05/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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