AK
Austin M. Kent
WINDROCK WEALTH MANAGEMENT
Ann Arbor, MI
Some features on this profile are disabled
CRD#: 7404302
AK
Professional summary
Austin Miller Kent is a registered financial advisor currently at WINDROCK WEALTH MANAGEMENT located in Ann Arbor, Michigan.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Austin has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Inveniam.io - Not investment related - Novi, Michigan - Program Manager - Employee only - Start date 3/2022. 40 hours per week spent. All currently during securities trading hours. I am currently employed as a program manager for a non Investment related firm in Novi Michigan called Inveniam.io. I work in operations for their sales team, the company is a SaaS company. I am full-time. I am trying to transition into a financial advisory role and will be starting out working part time as an advisor while I try and make this transition.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Miller Kent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2025 - Present
WINDROCK WEALTH MANAGEMENT
RIA
CRD#: 166124
Ann Arbor, MI
Past
October 17, 2023 - January 6, 2025
MARIPAU WEALTH MANAGEMENT LLC
RIA
CRD#: 311934
Ann Arbor, MI
Past
July 1, 2021 - October 22, 2021
FOSTER & MOTLEY INC
RIA
CRD#: 106905
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINDROCK WEALTH MANAGEMENT
CRYPTOX ADVISORY | WINDROCK WEALTH MANAGEMENT LLC | WINDROCK WEALTH MANAGEMENT
CRD#: 166124 / SEC#: 801-106722
RIA
Registered Investment Advisory firm - (10/6/2015 Approved)Arizona
Registered Investment Advisory firm - (10/6/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/6/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(7/21/2025)
Current Firm
WW
WINDROCK WEALTH MANAGEMENT
CRYPTOX ADVISORY | WINDROCK WEALTH MANAGEMENT LLC | WINDROCK WEALTH MANAGEMENT
CRD#: 166124 / SEC#: 801-106722
RIA
Registered Investment Advisory firm - (10/6/2015 Approved)Arizona
Registered Investment Advisory firm - (10/6/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/6/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
225 West Jefferson Avenue, Suite 2, Naperville, IL 60540
Mailing Address
Phone number
(312) 650-9593
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 290,562,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
