John J. Durkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Durkin JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 4 firms and has passed the Series 24 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1985 - September 7, 1988
JEFFERIES EXECUTION SERVICES, INC.
October 2, 1985 - October 15, 1985
JEFFERIES LLC
June 9, 1976 - October 7, 1985
A C SECURITIES, INC.
September 8, 1970 - February 25, 1971
LAIRD, BISSELL & MEEDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
JEFFERIES EXECUTION SERVICES, INC.
CRD#: 867 / SEC#: , 8-2671
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
