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JD

Janinejamie V. Duque

Some features on this profile are disabled
CRD#: 7403611
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Janinejamie V Duque, who also goes by Janine Jamie Duque, Janine Valte Duque, Janine Jamie Valte Duque, Janinejamie Duque, was a registered financial professional .

Janinejamie is a previously registered financial professional and started their career in finance in 2021. Janinejamie had worked at 4 firms and has passed the Series 65, Series 99TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Janine Jamie Duque | Janine Valte Duque | Janine Jamie Valte Duque | Janinejamie Duque

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elite Tennis LLC Not investment related 5055 S Dale Mabry Hwy 936, Tampa FL, 33611 The nature of the business is tennis coaching services. Elite Tennis LLC specializes in helping clients improve their tennis game. My position is head coach. My relationship to the business is that I own it. The start date is 10/1/2022 32 hours per month is dedicated towards the business 0 hours during trading hours My duties involve coaching clients and teaching them tennis techniques and strategies to help improve their tennis game.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 10, 2024 - September 24, 2025

FISHER INVESTMENTS

RIA
CRD#: 107342
Tampa, FL
Past

January 23, 2023 - January 9, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

January 20, 2023 - January 9, 2024

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

March 23, 2022 - September 13, 2022

TRINITY WEALTH SECURITIES, L.L.C.

BD
CRD#: 104348
Tampa, FL
Past

July 21, 2021 - September 13, 2022

FLORIDA FINANCIAL ADVISORS, LLC

RIA
CRD#: 288811
TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FISHER INVESTMENTS
FISHER INVESTMENTS
FISHER ASSET MANAGEMENT, LLC | FISHER INVESTMENTS,INC. | FISHER INVESTMENTS

CRD#: 107342 / SEC#: 801-29362

RIA
Registered Investment Advisory firm - (3/26/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/11/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/15/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/23/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/10/2020
Securities Industry Essentials Examination

Current Firm

FISHER INVESTMENTS
FISHER INVESTMENTS
FISHER ASSET MANAGEMENT, LLC | FISHER INVESTMENTS,INC. | FISHER INVESTMENTS

CRD#: 107342 / SEC#: 801-29362

RIA
Registered Investment Advisory firm - (3/26/1987 Approved)
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Contact information

Main Address
6500 International Pkwy Ste 2050, Plano, TX 75093-8222
Mailing Address
Phone number
(800) 851-8845
Established
Firm type
Fiscal year end
# of Employees
4,065

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT (9/10/2025)
CANADA PRIVATE CLIENT (2/5/2025)
UNITED KINGDOM PRIVATE CLIENT (2/5/2025)
INSTITUTIONAL (2/5/2025)

Regulatory assets under management

Total Number of Accounts360,116
AUM (Assets Under Management)$ 298,729,428,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FISHER INVESTMENTS

FISHER INVESTMENTS

CRD#: 107342

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