Patricia K. Acipreste

TORTOISE INVESTMENT MANAGEMENT

WHITE PLAINS, NY 10604

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CRD#: 7403580

Professional summary

Patricia Kellen Acipreste is a registered financial advisor currently at TORTOISE INVESTMENT MANAGEMENT, LLC located in White Plains, New York.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Patricia has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Kellen Acipreste's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

TORTOISE INVESTMENT MANAGEMENT, LLC

Office #1: 2 Westchester Park Drive Suite 215, White Plains, NY 10604

RIA

CRD#: 128723

WHITE PLAINS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORTOISE INVESTMENT MANAGEMENT, LLC

IAN YANKWITT | YANKWITT, IAN JEFFREY | TORTOISE INVESTMENT MANAGEMENT, LLC

CRD#: 128723 / SEC#: 801-65160

RIA

Registered Investment Advisory firm - (1/13/2006 Approved)

New York

Registered Investment Advisory firm - (1/18/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TORTOISE INVESTMENT MANAGEMENT, LLC

IAN YANKWITT | YANKWITT, IAN JEFFREY | TORTOISE INVESTMENT MANAGEMENT, LLC

CRD#: 128723 / SEC#: 801-65160

RIA

Registered Investment Advisory firm - (1/13/2006 Approved)

New York

Registered Investment Advisory firm - (1/18/2006 Terminated)

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Contact information

Main Address

2 Westchester Park Drive Suite 215, White Plains, NY 10604

Mailing Address

Phone number

(914) 686-0024

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TORTOISE INVESTMENT MANAGEMENT, LLC, FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,832
AUM (Assets Under Management)	$ 1,731,785,545

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
01/08/2025	Cover Page	Report
10/24/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricia K. Acipreste

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Kellen Acipreste's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORTOISE INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

TORTOISE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

TORTOISE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TORTOISE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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