MW
Michael R. Wadkins
COMPOSER SECURITIES LLC
CHESAPEAKE, VA
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CRD#: 7403142
MW
Professional summary
Michael Roger Wadkins is a registered financial professional currently at COMPOSER SECURITIES LLC located in Chesapeake, Virginia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Roger Wadkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2023 - Present
COMPOSER SECURITIES LLC
BD
CRD#: 325118
CHESAPEAKE, VA
Past
February 28, 2022 - November 20, 2023
OPEN TO THE PUBLIC INVESTING, INC.
BD
CRD#: 127818
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2023)
RR
Alaska(11/30/2023)
RR
Arizona(11/30/2023)
RR
Arkansas(11/30/2023)
RR
California(11/30/2023)
RR
Colorado(11/30/2023)
RR
Connecticut(11/30/2023)
RR
Delaware(11/30/2023)
RR
District of Columbia(4/9/2024)
RR
Florida(11/30/2023)
RR
Georgia(11/30/2023)
RR
Hawaii(11/30/2023)
RR
Idaho(11/30/2023)
RR
Illinois(3/4/2024)
RR
Indiana(2/6/2024)
RR
Iowa(11/30/2023)
RR
Kansas(11/30/2023)
RR
Kentucky(11/30/2023)
RR
Louisiana(11/30/2023)
RR
Maine(11/30/2023)
RR
Maryland(11/30/2023)
RR
Massachusetts(4/29/2024)
RR
Michigan(11/30/2023)
RR
Minnesota(2/6/2024)
RR
Mississippi(11/30/2023)
RR
Missouri(11/30/2023)
RR
Montana(11/30/2023)
RR
Nebraska(11/30/2023)
RR
Nevada(11/30/2023)
RR
New Hampshire(11/30/2023)
RR
New Jersey(11/30/2023)
RR
New Mexico(11/30/2023)
RR
New York(11/30/2023)
RR
North Carolina(11/30/2023)
RR
North Dakota(2/14/2024)
RR
Ohio(11/30/2023)
RR
Oklahoma(11/30/2023)
RR
Oregon(11/30/2023)
RR
Pennsylvania(11/30/2023)
RR
Puerto Rico(11/30/2023)
RR
Rhode Island(11/30/2023)
RR
South Carolina(11/30/2023)
RR
South Dakota(11/30/2023)
RR
Tennessee(11/30/2023)
RR
Texas(11/30/2023)
RR
Utah(11/30/2023)
RR
Vermont(11/30/2023)
RR
Virgin Islands(12/6/2023)
RR
Virginia(11/30/2023)
RR
Washington(11/30/2023)
RR
West Virginia(11/30/2023)
RR
Wisconsin(11/30/2023)
RR
Wyoming(11/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 11/1/2024
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 2/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
COMPOSER SECURITIES LLC
COMPOSER | COMPOSER SECURITIES LLC
CRD#: 325118 / SEC#: , 8-71057
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
427 Middleton Way, Chesapeake, VA 23322
Mailing Address
427 Middleton Way, Chesapeake, VA 23322
Phone number
(305) 857-5828
Established
Delaware since 01/12/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
