Michel J. Klus

SYNERGOS CAPITAL MANAGEMENT

Dripping Springs, TX

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CRD#: 7402970

Professional summary

Michel Jaroslav Klus is a registered financial advisor currently at SYNERGOS CAPITAL MANAGEMENT located in Dripping Springs, Texas.

Michel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michel has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michel Jaroslav Klus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2021 - Present

SYNERGOS CAPITAL MANAGEMENT

RIA

CRD#: 315583

Dripping Springs, TX

Past

September 25, 2024 - October 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Dripping Springs, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/17/2019

Securities Industry Essentials Examination

Current Firm

SYNERGOS CAPITAL MANAGEMENT

KLUS, MICHEL JAROSLAV | SYNERGOS CAPITAL MANAGEMENT

CRD#: 315583 / SEC#:

Texas

Registered Investment Advisory firm - (8/3/2021 Approved)

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Contact information

Main Address

Dripping Springs, TX

Mailing Address

Phone number

(512) 897-7170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,299,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michel J. Klus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michel Jaroslav Klus's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNERGOS CAPITAL MANAGEMENT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2021

SIE

Date: 6/17/2019

Current Firm

SYNERGOS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYNERGOS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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