Owen M. Dorney

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CRD#: 7402893

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Owen Michael Dorney was a registered financial professional .

Owen is a previously registered financial professional and started their career in finance in 2021. Owen had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 9, 2021 - April 14, 2023

ADVANTAGE CAPITAL

RIA

CRD#: 171365

Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANTAGE CAPITAL

AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL

CRD#: 171365 / SEC#: 801-80355

RIA

Registered Investment Advisory firm - (9/30/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ADVANTAGE CAPITAL

CRD#: 171365 / SEC#: 801-80355

RIA

Registered Investment Advisory firm - (9/30/2014 Approved)

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Contact information

Main Address

909 Poydras Street Suite 2230, New Orleans, LA 70112-4003

Mailing Address

Phone number

(504) 522-4850

Established

Firm type

Fiscal year end

# of Employees

215

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADVANTAGE CAPITAL MANAGEMENT CORPORATION (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 789,906,562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Owen M. Dorney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVANTAGE CAPITAL

Primary Firm SEC Registration

ADVANTAGE CAPITAL

State Registrations and Notice Filings

Exams

Current Firm

ADVANTAGE CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANTAGE CAPITAL

TRUST BUT VERIFY

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