Lynne N. Chadwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynne Noelle Chadwick, who also goes by Lynne N Chadwick, was a registered financial professional .
Lynne is a previously registered financial professional and started their career in finance in 2021. Lynne had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - March 1, 2023
FORT PITT CAPITAL GROUP, LLC
September 3, 2021 - June 13, 2022
LPL FINANCIAL LLC
August 5, 2021 - June 13, 2022
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/5/2021
General Securities Representative ExaminationCurrent Firm
FORT PITT CAPITAL GROUP, LLC
CRD#: 281385 / SEC#: 801-106608
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,164 |
| AUM (Assets Under Management) | $ 5,156,026,201 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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