Alexander E. Rowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Ehlen Rowe, who also goes by Alec Ehlen Rowe, Alexander Rowe, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2021. Alexander had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2024 - June 2, 2025
SOUTHEAST ASSET ADVISORS, LLC
October 19, 2021 - May 3, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2021 - May 3, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SOUTHEAST ASSET ADVISORS, LLC
CRD#: 107588 / SEC#: 801-42952
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/4/2021
General Securities Representative ExaminationCurrent Firm
SOUTHEAST ASSET ADVISORS, LLC
CRD#: 107588 / SEC#: 801-42952
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,338 |
| AUM (Assets Under Management) | $ 3,717,428,235 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/13/2024 | ||
| 12/19/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
