PR
Peter A. Ross
COPPERLEAF CAPITAL
CONCORD, NC 28025-2427
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CRD#: 7401575
PR
Professional summary
Peter Allen Ross, who also goes by Peter Ross, is a registered financial advisor currently at COPPERLEAF CAPITAL, LLC located in Concord, North Carolina.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Peter has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Ross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Advisors Excel; Not Investment-Related, 2950 SW McClure Road, Topeka, KS 66614; Insurance Agent; Approx number of hours per month: 10; Hold licenses to sell health and life insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Allen Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
COPPERLEAF CAPITAL, LLC
Office #1: 432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427RIA
CRD#: 117823
CONCORD, NC
Past
December 15, 2021 - January 11, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DURHAM, NC
Past
October 14, 2021 - January 7, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DURHAM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COPPERLEAF CAPITAL, LLC
COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.
CRD#: 117823 / SEC#: 801-80179
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)Florida
Registered Investment Advisory firm - (9/3/2014 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2014 Terminated)Kansas
Registered Investment Advisory firm - (9/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/3/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/19/2022)
IAR
Texas(12/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
COPPERLEAF CAPITAL, LLC
COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.
CRD#: 117823 / SEC#: 801-80179
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)Florida
Registered Investment Advisory firm - (9/3/2014 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2014 Terminated)Kansas
Registered Investment Advisory firm - (9/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/3/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427
Mailing Address
1564 Market Place Blvd Ste 400 Pmb 113, Ocean Isle Beach, NC 28469-5007
Phone number
(919) 787-9725
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 249,675,542 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COPPERLEAF CAPITAL, LLC
CRD#: 117823Concord, NC 28025-2427TRUST BUT VERIFY
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