Stephen J. Guihan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen J Guihan was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2021. Stephen had worked at 1 firm and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 3 and Series 30 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - March 7, 2023
STONEX OUTSOURCED SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 10/9/2021
Securities Trader ExamSeries 7TO
Date: 8/2/2021
General Securities Representative ExaminationCurrent Firm
STONEX OUTSOURCED SERVICES LLC
CRD#: 30773 / SEC#: , 8-45150
Contact information
Documents
Red Flags
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