Clancy Cramer

WEA FINANCIAL ADVISORS

Madison, WI 53713

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CRD#: 7401051

Professional summary

Clancy Cramer is a registered financial advisor currently at WEA FINANCIAL ADVISORS, INC. located in Madison, Wisconsin and WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin.

Clancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Clancy has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEA Member Benefits, investment related, Madison, WI, retirement planning/owner of BD, Financial Planner, 8/2024, 20 hours/month, Assist 403(b) and IRA program members with program questions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clancy Cramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

WEA FINANCIAL ADVISORS, INC.

Office #1: 660 John Nolean Dr., Madison, WI 53713

RIA

CRD#: 144919

Madison, WI

Current

September 11, 2024 - Present

WEA INVESTMENT SERVICES, INC.

Office #1: 660 John Nolen Drive, Madison, WI 53713

CRD#: 126907

Madison, WI

Past

July 6, 2023 - July 9, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

STEVENS POINT, WI

Past

June 20, 2023 - July 9, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

STEVENS POINT, WI

Past

June 29, 2021 - April 17, 2023

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Stevens Point, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(9/11/2024)

IAR

Wisconsin
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/5/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/20/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/18/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

WEA FINANCIAL ADVISERS, INC. | WEA FINANCIAL ADVISORS, INC.

CRD#: 144919 / SEC#: 801-118359

RIA

Registered Investment Advisory firm - (4/2/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (4/7/2020 Terminated)

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Contact information

Main Address

660 John Nolen Drive, Madison, WI 53713

Mailing Address

P.o. Box 7893, Madison, WI 53707-7893

Phone number

(800) 279-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEA ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	620
AUM (Assets Under Management)	$ 554,283,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clancy Cramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clancy Cramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEA INVESTMENT SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

WEA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2023

Series 65

Date: 3/20/2021

Series 7TO

Date: 6/20/2023

SIE

Date: 5/18/2023

FINRA

Current Firm

WEA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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