Mark Anthony Giugliano Jr
Professional Summary
Mark Anthony Giugliano Jr, who also goes by Mark Anthony Giugliano Jr., Mark Anthony Giugliano, Mark Giugliano, is a registered financial advisor currently at RKCA, INC. located in Cincinnati, Ohio. Mark is registered as a RR (Registered Representative) and started their career in finance in 2022. Mark has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Anthony Giugliano Jr., Mark Anthony Giugliano, Mark Giugliano
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
RIPPE & KINGSTON CAPITAL ADVISORS, INC. | WINTON ASSOCIATES, INC. | RKCA, INC. | RKCA
Contact Information
Main Address
1077 Celestial Street, Cincinnati, OH 45202Mailing Address
1077 Celestial Street, Cincinnati, OH 45202Phone Number
(513) 371-5533Established
Ohio since 01/23/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/27/2026)
(6/4/2026)
(9/8/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Mar 2026About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Aug 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Anthony Giugliano Jr's CRS (Customer Relationship Summary).
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