Sevak Khachatoorian

UP&UP CAPITAL

Glendale, CA 91204

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CRD#: 7401004

Professional summary

Sevak Khachatoorian is a registered financial advisor currently at UP&UP CAPITAL, INC. located in Glendale, California.

Sevak is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sevak has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2020-Present: Minor To Major Capital, Inc./Investment Related/Glendale, CA/Commodity Trader Adviser/President/Commodity Trader/Involves up to 50% time each month, including during traditional business hours.//(2) 2019-Present: NAAB LLC/Not Investment Related/Las Vegas, NV/Import-Export Business/Manager/Involves approximately two percent time each month, typically after traditional business hours.//(3) 2002-Present: In-Home Supportive Services/Not Investment Related/Glendale, CA/In-Home Health Care/Health Care Provider//Involves approximately five percent time each month, typically after traditional business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sevak Khachatoorian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

UP&UP CAPITAL, INC.

Office #1: 127 South Brand Blvd Suite 232, Glendale, CA 91204

RIA

CRD#: 315567

Glendale, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 4/15/2019

National Commodity Futures Examination

Current Firm

UP&UP CAPITAL, INC.

CRD#: 315567 / SEC#:

California

Registered Investment Advisory firm - (8/24/2021 Approved)

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Contact information

Main Address

127 South Brand Blvd Suite 232, Glendale, CA 91204

Mailing Address

Phone number

(818) 355-5653

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 119,300

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sevak Khachatoorian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sevak Khachatoorian's CRS (Customer Relationship Summary).

Certified licenses

Experience

UP&UP CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2019

Series 3

Date: 4/15/2019

Current Firm

UP&UP CAPITAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UP&UP CAPITAL, INC.

TRUST BUT VERIFY

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