Nathan Philip Thomas

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Years of Experience

5 years registered in the securities industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644

RIA

234 South Water St Suite 201, Kent, OH 44240

March 21, 2024 - Present

CETERA ADVISORS LLCCurrent·CRD# 10299

BD

234 South Water St Suite 201, Kent, OH 44240

September 20, 2021 - Present

Past

CETERA ADVISORS LLCPast·CRD# 10299

RIA

Greenwood Village, IL

January 4, 2022 - March 21, 2024

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

CI

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2026	Cover Page	Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: MARATHON FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

(2) NAME OF OTHER BUSINESS: ACHIEVE ADOPTION INVESTMENT RELATED: NO, ADDRESS:1405 S FERN ST #92680, ARLINGTON, VA 22202, NATURE OF BUSINESS: NON-PROFIT, START DATE: 08/2020, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: BOARD TREASURER, NO CHECK SIGNING;

(3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG TERM CARE;

(4) NAME OF OTHER BUSINESS: NATHAN & KATY THOMAS BOOK LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOK - AUTHOR; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: OWNER/CO AUTHOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF A BOOK;

(5) NAME OF OTHER BUSINESS: CCO - KENT STATE COMMUNITY BOARD; INVESTMENT RELATED: NO; ADDRESS: 5912 PENN AVE PITTSBURG, PA 15206; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUPPORT MINISTRY WORK, VOLUNTEER AND ATTEND EVENTS, FUND RAISE AND VOTE ON FUNDS USAGE;

(6) NAME OF OTHER BUSINESS: PORTAGE COUNTY BOARD OF ELECTIONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POLL WORKER START DATE: 5/5/2026 POSITION/TITLE/RELATIONSHIP: APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: HELP VOTERS TO RECEIVE AND CAST THEIR BALLOTS.

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alaska
(2/4/2025)

RR

California
(4/3/2024)

RR

Colorado
(5/22/2025)

RR

Florida
(4/5/2024)

RR

Illinois
(1/27/2026)

RR

Indiana
(12/10/2024)

RR

Iowa
(9/2/2025)

RR

Kentucky
(9/23/2025)

RR

Maine
(3/28/2025)

RR

Michigan
(10/31/2025)

RR

Minnesota
(11/19/2025)

RR

Nebraska
(3/12/2026)

RR

New Hampshire
(1/2/2026)

RR

North Carolina
(8/27/2024)

RR

Ohio
(1/4/2022)

IAR

Ohio
(3/21/2024)

RR

Pennsylvania
(4/29/2024)

RR

South Carolina
(2/2/2026)

RR

Texas
(3/19/2024)

IAR

Texas
(3/21/2024)

RR

Utah
(3/19/2024)

RR

Virginia
(7/21/2023)

RR

Washington
(2/28/2025)

RR

West Virginia
(8/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Philip Thomas's CRS (Customer Relationship Summary).

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COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#