SG
Samuel J. Gaston
CHRISTY CAPITAL MANAGEMENT
MACON, GA 31220
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CRD#: 7400605
SG
Professional summary
Samuel Joseph Gaston, who also goes by Sam Joseph Gaston, is a registered financial advisor currently at CHRISTY CAPITAL MANAGEMENT, INC. located in Macon, Georgia.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Joseph Gaston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-06/2021 / United Community Advisory Services / DBA for LPL Business (entity for LPL business) / Investment Related / Hiawassee, GA
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Joseph Gaston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
CHRISTY CAPITAL MANAGEMENT, INC.
Office #1: 2939 Mcmanus Road, Macon, GA 31220RIA
CRD#: 149313
MACON, GA
Past
April 11, 2023 - December 31, 2024
CHRISTY CAPITAL MANAGEMENT, INC.
RIA
CRD#: 149313
MACON, GA
Past
August 16, 2022 - April 13, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLAIRSVILLE, GA
Past
May 26, 2022 - April 13, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
BLAIRSVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHRISTY CAPITAL MANAGEMENT, INC.
BRANDON S. CHRISTY | CHRISTY CAPITAL MANAGEMENT, INC. | CHRISTY CAPITAL MANAGEMENT | BRANDON S. CHRISTY, CPA, PFS, INC.
CRD#: 149313 / SEC#: 801-113307
RIA
Registered Investment Advisory firm - (5/23/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (5/25/2018 Terminated)Louisiana
Registered Investment Advisory firm - (5/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (6/4/2018 Terminated)North Carolina
Registered Investment Advisory firm - (6/1/2018 Terminated)South Carolina
Registered Investment Advisory firm - (5/25/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)Virginia
Registered Investment Advisory firm - (5/25/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(1/8/2025)
IAR
Texas(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CHRISTY CAPITAL MANAGEMENT, INC.
BRANDON S. CHRISTY | CHRISTY CAPITAL MANAGEMENT, INC. | CHRISTY CAPITAL MANAGEMENT | BRANDON S. CHRISTY, CPA, PFS, INC.
CRD#: 149313 / SEC#: 801-113307
RIA
Registered Investment Advisory firm - (5/23/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (5/25/2018 Terminated)Louisiana
Registered Investment Advisory firm - (5/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (6/4/2018 Terminated)North Carolina
Registered Investment Advisory firm - (6/1/2018 Terminated)South Carolina
Registered Investment Advisory firm - (5/25/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)Virginia
Registered Investment Advisory firm - (5/25/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2939 Mcmanus Road, Macon, GA 31220
Mailing Address
7040 Peake Road N. 28410, Macon, GA 31210
Phone number
(478) 314-2160
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,727 |
| AUM (Assets Under Management) | $ 295,354,080 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
