Thomas J. Emmerling
Professional summary
Thomas Joseph Emmerling is a registered financial professional currently at REALTA EQUITIES, INC. located in Buffalo, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2021. Thomas has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Emmerling's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2026 - Present
REALTA EQUITIES, INC.
Office #1: 200 International Drive, Buffalo, NY 14221October 19, 2021 - April 17, 2024
PARAMAX SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/5/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 10/18/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Buffalo, NY 14221TRUST BUT VERIFY
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