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CG

Christopher B. Gong

QATALYST PARTNERS LP
SAN FRANCISCO, CA 94111
Some features on this profile are disabled
CRD#: 7400166
CG

Professional summary


Christopher Brian Gong, who also goes by Christopher Gong, is a registered financial professional currently at QATALYST PARTNERS LP located in San Francisco, California.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Gong

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Brian Gong's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2022 - Present

QATALYST PARTNERS LP

Office #1: 3 Embarcadero Center Suite 1500, San Francisco, CA 94111
BD
CRD#: 147251
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/6/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/2/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


QP
QATALYST PARTNERS LP
QATALYST PARTNERS LP

CRD#: 147251 / SEC#: , 8-67887

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(415) 844-7700
Established
Delaware since 12/12/2007
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
QATALYST GROUP LPLIMITED PARTNER
BOUTROS, GEORGE FOUADCHIEF EXECUTIVE OFFICER1567861
DILULLO, JASON APRESIDENT2378805
PALMER, SALLY GRACECHIEF COMPLIANCE OFFICER1524061
QATALYST MANAGEMENT LLCGENERAL PARTNER
QUATTRONE, FRANK PETEREXECUTIVE CHAIRMAN1312126
TAN, MICHAEL JEN-KAIFINOP/CHIEF FINANCIAL OFFICER6014199

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QATALYST PARTNERS LP

CRD#: 147251San Francisco, CA 94111

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