Joshua E. Moore

MAINSAIL FINANCIAL GROUP

Bellevue, WA 98004

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CRD#: 7399790

Professional summary

Joshua Eugene William Moore, who also goes by Joshua E.w. Moore, is a registered financial advisor currently at MAINSAIL FINANCIAL GROUP located in Bellevue, Washington.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua E.w. Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Eugene William Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

MAINSAIL FINANCIAL GROUP

Office #1: 11245 Se 6th Street Suite 140, Bellevue, WA 98004

RIA

CRD#: 317970

Bellevue, WA

Past

September 14, 2021 - February 11, 2025

EDWARD JONES

RIA

CRD#: 250

SEATTLE, WA

Past

August 20, 2021 - February 11, 2025

EDWARD JONES

CRD#: 250

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP | MAINSAIL FINANCIAL GROUP, LLC

CRD#: 317970 / SEC#: 801-123307

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(3/4/2025)

IAR

California
(3/3/2025)

IAR

New Hampshire
(3/5/2025)

IAR

Oregon
(9/23/2025)

IAR

Texas
(3/3/2025)

IAR

Washington
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/20/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/27/2021

Securities Industry Essentials Examination

Current Firm

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP | MAINSAIL FINANCIAL GROUP, LLC

CRD#: 317970 / SEC#: 801-123307

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

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Contact information

Main Address

11245 Se 6th Street Suite 140, Bellevue, WA 98004

Mailing Address

Phone number

(425) 502-7693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAINSAIL FINANCIAL GROUP ADV BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	892
AUM (Assets Under Management)	$ 268,191,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Joshua E. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Eugene William Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINSAIL FINANCIAL GROUP

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MAINSAIL FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2021

Series 7TO

Date: 8/20/2021

SIE

Date: 7/27/2021

Current Firm

MAINSAIL FINANCIAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAINSAIL FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

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