Owen A. Walken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen Alexander Walken was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 2021. Owen had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2025 - June 2, 2026
CION SECURITIES, LLC
November 3, 2023 - January 10, 2025
REGIMENT SECURITIES, LLC.
November 12, 2021 - May 24, 2023
HALO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/12/2021
General Securities Representative ExaminationCurrent Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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