Pratik K. Devnani
Professional summary
Pratik K Devnani, who also goes by Pratik Khushal Devnani, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Atlanta, Georgia.
Pratik is registered as a RR (Registered Representative) and started their career in finance in 2022. Pratik has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pratik K Devnani's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2024 - Present
TRUIST SECURITIES, INC.
Office #1: 740 Battery Avenue, Se Fl 3 4, 5, 6, & 9, Atlanta, GA, 30339September 27, 2022 - July 27, 2023
GOLDMAN SACHS WEALTH SERVICES, L.P.
September 2, 2022 - July 27, 2023
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2024)
Exams
Series 79TO
Date: 11/23/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/2/2022
General Securities Representative ExaminationFINRA
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
