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JS

Jack H. Seifert

Some features on this profile are disabled
CRD#: 7398062
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack H Seifert, who also goes by Jack Seifert, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 2021. Jack had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Seifert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I* 1710260 For profit or not for profit: Entity For Profit Name of outside business organization: OTB1 LLC Investment related: no Address of business: Westford, MA, 01886 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 12/12/2023 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: Entity was created for an online golf retailor business that is not active nor is generating revenue.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 2, 2025 - August 12, 2025

MTS SECURITIES, LLC

BD
CRD#: 104059
NEW YORK, NY
Past

January 25, 2024 - August 1, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WELLESLEY HILLS, MA
Past

January 24, 2024 - August 1, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WELLESLEY HILLS, MA
Past

March 14, 2022 - May 19, 2023

RITHOLTZ WEALTH MANAGEMENT

RIA
CRD#: 168652
NEW YORK, NY
Past

November 11, 2021 - March 4, 2022

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
Cohoes, NY
Past

September 20, 2021 - March 4, 2022

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
COHOES, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/20/2020
Securities Industry Essentials Examination

Current Firm

MS
MTS SECURITIES, LLC
KPS KAPITAL, LLC | MTS SECURITIES, LLC

CRD#: 104059 / SEC#: , 8-52515

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Mailing Address
623 Fifth Avenue 14th Floor, New York, NY 10022
Phone number
(212) 887-2100
Established
Delaware since 08/10/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MTS HEALTH PARTNERS, LLCOWNER
CONROY, DENNIS MICHAELFINOP/CFO3222121
DARITA-OPPENHEIM, LUCYCHIEF COMPLIANCE OFFICER2801418
EPSTEIN, MARK ELLIOTGENERAL PRINCIPAL2274559
LANE, CURTIS SCOTTMANAGING MEMBER/DESIGNATED PRINCIPAL718950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MTS SECURITIES, LLC

CRD#: 104059

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