Jack H. Seifert
Professional summary
Jack H Seifert, who also goes by Jack Seifert, is a registered financial professional currently at HARRIS WILLIAMS located in Richmond, Virginia.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 6 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack H Seifert's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
HARRIS WILLIAMS
Office #1: 1001 Haxall Point 9th Floor, Richmond, VA 23219June 2, 2025 - August 12, 2025
MTS SECURITIES, LLC
January 25, 2024 - August 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 2024 - August 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2022 - May 19, 2023
RITHOLTZ WEALTH MANAGEMENT
November 11, 2021 - March 4, 2022
GOLDMAN SACHS WEALTH SERVICES, L.P.
September 20, 2021 - March 4, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2026)
Exams
Series 79TO
Date: 6/29/2026
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/20/2021
General Securities Representative ExaminationFINRA
Current Firm
HARRIS WILLIAMS
CRD#: 113930 / SEC#: , 8-53380
Contact information
FINRA licenses (45 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BALTIMORE, ROBERT MARTIN | BOARD MEMBER / CO-CEO | 4445610 |
| HART, JASON EDWARD HEATH | PRINCIPAL OPERATIONS OFFICER | 4173982 |
| HART, JASON EDWARD HEATH | FINOP | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL FINANCIAL OFFICER | 4173982 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER / CO-CEO | 4578584 |
| POGGI, PAUL THOMAS | CHIEF OPERATING OFFICER AND BOARD MEMBER | 5277661 |
| THOMAS, MICHAEL DUANE | BOARD MEMBER | 2992653 |
| VALENTINE, EDWARD WEST | CHAIRMAN OF THE BOARD OF MANAGERS | 2399981 |
| VAN DER WAAG, ASHLEY HOGUE | CHIEF COMPLIANCE OFFICER | 3079633 |
| WILLIAMS, JULIE ANN | BOARD MEMBER | 6040587 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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